Advanced Defined Contribution Plans Audit Certificate Exam Review


Through advanced learning exercises, prepare for the Advanced Defined Contribution Plans Audit Certificate Exam and grow your expertise with regard to these types of audits. Step through each phase of a defined contribution plan audit engagement, from planning to reporting, to ensure you are familiar with the most current guidance. This webcast is recommended learning and covers strategies to help you confidently approach the Advanced Defined Contribution Plans Audit Certificate exam.


Tuesday, June 25, 2019
Registration Time: 8:00am
8:00am – 4:00pm

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Course Type

On-line Live Vendors

CPE Credit

8.00 hours CPE credit

Field of Study


Level of Knowledge


Designed For

Experienced EBP auditors seeking a high level review of defined contribution plans audit technique




Recommended 5-7 years of experience auditing defined contribution retirement plans

Advanced Preparation



Key Topics

- Introduction and background

- Planning and general procedures Internal control

- Sampling

- Net assets available for benefits

- Investments

- Changes in net assets available for benefit

- Plan tax status


- Plan mergers, transfers, spin-offs

- Terminations

- Changes in service provider

- Financial statement presentation and disclosures

- Audit reports


- Apply the key concepts and skills for a solid audit foundation specifically related to defined contribution retirement plans

- Evaluate defined contribution retirement plan-specific audit circumstances and apply key concepts and skills to audit engagements

- Identify any areas needed for professional development as outlined in the AICPA's Competency Framework: Employee Benefit Plan Auditing


N/A (This is a webcast)
Member Fee $399.00
Non-Member Fee $499.00
Your Price $499.00

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