Surgent's Auditing 401(k) Plans: Critical Issues and Annual Update


Due to increasing scrutiny in the employee benefit plan area, it is imperative for auditors of 401(k) plans to remain up to date on the rules and regulations that may impact the audit engagement. Auditors will enhance their knowledge by understanding the changes affecting audit procedures and reporting, identifying best practices, and performing efficient audit engagements.


Monday, May 10, 2021
Registration Time: 8:00am
8:00am – 11:30am

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Course Type

On-line Live Vendors

CPE Credit

4.00 hours CPE credit

Field of Study


Level of Knowledge


Designed For

Experienced practitioners responsible for planning and performing employee benefit plan audit engagements


Surgent McCoy CPE, LLC


Basic understanding of auditing defined contribution plans

Advanced Preparation



  • Annual update of the changes affecting 401(k) plans
  • Discussion of audit strategy while improving overall efficiency
  • Description of common mistakes as noted in peer reviews and DOL inspections


  • Understand the current changes to the rules and regulations associated with 401(k) plans
  • Identify best practices associated with engagement performance
  • Understand the risks associated with a benefit plan audit engagement
  • Avoid common mistakes noted during peer reviews


N/A (This is a webcast)
Member Fee $139.00
Non-Member Fee $139.00
Your Price $139.00
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